Agentic AI Playbooks for Executives AI Agents for Compliance: Regulatory Intelligence, Policy-as-Code, SOX Automation, and Cryptographic Verification for Fi, Book 6, (Paperback)

<b>In 2025, the SEC levied $4.68 billion in penalties. A compliance agent that monitors everything - every regulation, every filing deadline, every control test - is not optional.</b><p>Regulatory change is accelerating. SOX controls are tested manually. Policy documents sit in SharePoint while the rules they reference have already changed. The compliance leader who deploys <b>AI agents for regulatory intelligence</b> will catch violations before the auditor does - and before the penalty lands.</p><p>This <b>compliance AI agents</b> playbook gives you the architectures, policy-as-code frameworks, copy-paste prompts, and a deployment roadmap to build that capability. Written by a finance and operations leader with 20+ years deploying enterprise systems at Ford, Hunter Douglas, and Henkel.</p><p><b>Inside you will find: </b></p><ul><li>The <b>4-layer compliance agent architecture</b> (sensing, interpreting, enforcing, reporting)</li><li><b>SIX-SOV cryptographic verification</b> - immutable audit trails that auditors can independently validate</li><li><b>Policy-as-code</b> using IF/THEN/ELSE logic that agents can execute and test automatically</li><li>An <b>OSHA recordkeeping example</b> showing agents converting regulation to enforceable rules</li><li>A <b>risk escalation matrix</b> with automated severity routing and notification chains</li><li><b>SOX automation agents</b> that run control tests continuously, not quarterly</li><li><b>AML and KYC monitoring agents</b> that flag suspicious patterns in real time</li><li><b>15 copy-paste agent prompts</b> for immediate deployment</li><li>A complete <b>deployment roadmap</b> from pilot to enterprise-wide compliance coverage</li><li>Governance guardrails including <b>human-in-the-loop escalation</b> and regulator-ready documentation</li></ul><p>Whether you are a <b>Chief Compliance Officer</b> modernizing your control framework, a <b>VP of Internal Audit</b> automating SOX testing, or a <b>finance leader</b> who needs continuous regulatory monitoring - this playbook gives you the frameworks, prompts, and deployment plan to start this quarter.</p><p><b>From annual audit to always-on: </b> Stop discovering compliance gaps during the audit. Agents monitor continuously - catching the deviation on day one, not day 365.</p><p><i>Book 6 of the <b>Agentic AI Playbooks for Executives</b>. New playbooks release weekly.</i></p>

• Agentic AI Playbooks for Executives AI Agents for Compliance: Regulatory Intelligence, Policy-as-Code, SOX Automation, and Cryptographic Verification for Fi, Book 6, (Paperback)
• Author: Kenneth Mangum
• ISBN: 9798197242723
• Format: Paperback
• Publication Date: 2026-06-02
• Page Count: 144